Select a case to continue building your defense, or start a new one.
SAVED CASES
Before You Begin
Gather Your Materials First
The more specific your answers, the stronger your defense document. Before you start, locate these items. Do not begin until you have as many as possible in front of you.
CRITICAL — Find These Now
Your complete email archive with this client — search their name in your sent folder
Your calendar from the investment period — every meeting and call
The actual FINRA Statement of Claim — have it open
Signed investor profile / risk tolerance form
Signed statement of financial condition
Signed subscription agreement and order form
HIGH VALUE — Locate These
Any contemporaneous notes from client calls or meetings
Emails where client stated their own investment preferences
Email where you offered diversification (if applicable)
Final recommendation email with the selected investment
PPMs / offering documents you sent to the client
Compliance supervisor sign-off documentation
Critical Privacy Requirement — Federal Regulation S-P
You MUST NOT enter any client personally identifiable information (PII). Federal privacy regulations (Regulation S-P) prohibit sharing client PII with unaffiliated third parties without client consent. Vindica's AI engine is an unaffiliated third party.
Do NOT enter: Client name, spouse or family member names, address, city, state or zip code, Social Security or Tax ID numbers, account numbers, birthdates, or any other information that could identify the client.
Do NOT enter: Any communications received from your attorney or firm counsel. Attorney-client privileged communications must never be entered into this platform.
You MAY enter: Investment details, amounts and dates, your own professional information and CRD number, general financial profile information (net worth ranges, risk tolerance), and redacted email and document content with all PII removed.
By proceeding you confirm you understand and will comply with this requirement. Failure to redact client PII before entry is solely your responsibility.
You Are Ready When You Have:
Your email archive open, your calendar accessible, the claim document in front of you, and your signed client documents located. Exact dates and verbatim email text produce far stronger defense documents than approximations.
Sections
Ready to Build Your Defense
Review your case summary, then generate your AI-powered defense document.
Defense Strength Indicators
Analyzing your case with Vindica AI...
Share Evidence Documents with Attorney
Creates a secure link and access code your attorney uses to download all uploaded evidence documents. No Vindica account required.
Send the link and access code to your attorney separately. The code is required to access the documents. Access can be revoked at any time.
VINDICA — DEFENSE DOCUMENT — POWERED BY VINDICA AI
VindicaFile.com
Build Your Defense
You are one step away from a professional FINRA arbitration defense preparation document. The more specific your answers, the stronger your defense.
What you get
9-section structured defense interview
Real-time AI analysis on every field
Professional Word document — attorney ready
Secure evidence document upload and storage
Attorney portal with access code
Unlimited regenerations as you find new evidence
$897
one-time — unlimited regenerations
Have a promo code?
Secured by Stripe. Not legal advice. For use by respondent and defense counsel only.